Investment Banking


Apex Capital Management Ltd Financial’s investment banking team has a singular focus: to exceed our client’s expectations by providing the appropriate advice and execution necessary for efficient capital raising, mergers & acquisitions advisory and capital markets support. We leverage our fundamental sector research expertise in healthcare, natural resources, technology, media and telecom, along with our firm’s three-decade history of capital markets acumen, in the creation of a customized solution for our clients.

Our investment banking team, together with our well-recognized equity research analysts and the equity capital markets group, provide our clients with fundamental capital markets advisory and support – prior, during and most importantly, after a transaction.

Investment Banking Services

Apex Capital Management Ltd’s investment banking team works closely with the management and Board of our corporate clients in order to fully understand operational and financial objectives. With this knowledge our banking team will develop an efficient and effective advisory program which offers a variety of services including:

  • Capital Markets Support
  • Block Trades
  • Mergers & Acquisitions (Buy and Sell-Side)
  • Restructuring & Recapitalizations
  • Sale or Divestitures

Apex Capital Management Ltd’s investment banking team is able to achieve transactional success for our clients by tapping into our resident expertise in our research verticals, and through our long-standing relationships with leading institutional investors. Apex Capital Management Ltd is routinely involved in the following Corporate Finance transactions:

  • Initial Public Offerings (IPOs)
  • Alternative Public Offerings (APOs)
  • Follow-on Offerings
  • Private Placement in Public Companies (PIPE’s)
  • Private Placements in Private Companies
  • At The Market Transactions (ATMs)


Our Principal Investment focus is primarily on private and small-cap public ($10mill to $50mill market caps) companies in industries within Apex Capital Management Ltd’s research verticals. Investments are made directly by Apex Capital Management Ltd and its affiliates and may also involve syndicate participants. We work to identify those companies with game-changing or superior products and technologies that have management teams with proven track-records of success. Apex Capital Management Ltd structures investments to meet a company’s capital needs whether its growth capital, liquidity or debt repayment. Capital commitment ranges from $200k to $2million principal and $2million above with syndicate.

The scope of our Merchant Banking activities includes:

  • Targeting domestic companies within our areas of focus and expertise
  • Analyzing a company’s opportunities and assessing its risks within their respective industry
  • Structuring, negotiating and executing the transaction
  • Work in assessing the appropriate time and manner in which to harvest the investment

Post Transaction Support:
Apex Capital Management Ltd’s Merchant Banking Team works continuously with our portfolio companies to assist the management team and Board of Directors to create value and grow their businesses to facilitate long-term shareholder value. Through our extensive sector research coverage, institutional investor non-deal road shows, equity conferences and market making, we blend a powerful mix of capital markets acumen to procure success.

how can we help you?

Looking for a Financial or Private Wealth Advisor?

“Apex Capital Management Ltd is a long-term player with people who understand the importance of building solid relationships with issuers. They’re responsive, proactive, insightful and have a depth of experience that has been invaluable in the growth of our company. Perhaps what’s appreciated most is that Apex Capital Management Ltd is not driven solely by transactions and that they take a personal interest in the success of we their client.”

Krasnor Martinez
Founder & CEO, Dan Academy

Looking for a Financial or Private Wealth Advisor?